SFC Code of Conduct
「SFC Code of Conduct」熱門搜尋資訊
「SFC Code of Conduct」文章包含有：「CodeofConduct」、「CodeofConductforPersonsLicensed」、「CodeofConductforPersonsLicensedbyorRegistered...」、「Codesandguidelines」、「Codes」、「FundManagerCodeofConduct」、「《操守準則》第17段」
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Code of Conduct
https://www.sfc.hk
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (Code of Conduct).
Code of Conduct for Persons Licensed
https://www.sfc.hk
The Commission will be guided by this Code of Conduct (“the Code”) in ... manner in compliance with the SFC's requirements. A record of consent must ...
Code of Conduct for Persons Licensed by or Registered ...
https://www.sfc.hk
The Commission will be guided by this Code of Conduct (“the Code”) in ... demonstrate to the SFC its compliance with the Code and in particular compliance with ...
Codes and guidelines
https://www.sfc.hk
The SFC issues codes and guidelines to help industry participants comply with the laws. ... Breach of a code of conduct provision may lead to disciplinary action.
Codes
https://www.sfc.hk
Fund Manager Code of Conduct, 20 Aug 2022, Four versions ; SFC Code on MPF Products, 1 Jan 2019, Seven versions ; SFC Handbook for Unit Trusts and Mutual Funds, ...
Fund Manager Code of Conduct
https://www.sfc.hk
This Code sets out conduct requirements for persons licensed by or registered with the. Securities and Futures Commission (SFC) whose business involves the ...
《操守準則》第17段
https://www.sfc.hk
: [email protected]. 證監會網址. : www.sfc.hk. 版權所有，不得在未經證券及期貨事務監察委員會的同意下用電子、機械、. 影印、錄音或任何其他方式複製、用檢索系統儲存或 ...